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Konkan Railway Corpn. Ltd. vs. Mehul Construction Co.

(Whether the order of Chief Justice or his designate in appointing an arbitrator under Section 11(6) is administrative or judicial in nature)
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Case Reference :
SLPs(C) Nos.11522-26 of 1999 with No.19549 of 1999 with WP (C) No.81 of 2000 and SLPs (C) Nos.11317, 12323, 8563 and 8581 of 1999, decided on August 21, 2000

Judges :
Shri Justice G.B.Pattanaik, Shri Justice Doraiswamy Raju and Shri Justice S.N.Variava

Parties :
Konkan Railway Corpn.Ltd and others (Appellants) Vs. Mehul Construction Co.(Respondent).

Question of Law :

i) What is the nature of the order that is passed by the Chief Justice or his nominee in exercise of power of u/s 11 (6) of the Arbitration and Conciliation Act, 1996?
ii) Even if the said order is held to be administrative in nature, what is the remedy open to the person concerned if his request for appointment of an Arbitrator is turned down by the learned Chief Justice or his nominee for some reason or other?
 

Gist of the Case:

The learned Judges observed that in order to decide the Special Leave Petitions before them it would be necessary to find out the true intention of the legislature in substituting the Arbitration Act, 1940, with the Arbitration and Conciliation Act, 1996. The increasing growth of global trade and delays in disposal of cases in courts in several countries made it imperative to have the perception of an alternative dispute resolution system, more particularly in the matter of commercial disputes. The Indian Parliament enacted the Arbitration and Conciliation Act,1996, (for short, “the Act”) on the UNCITRAL Model and therefore in interpreting any provisions of the Act, the courts must not ignore the objects and purpose of the Act. The Act is enacted for the purpose of limiting the intervention of courts in an arbitral process to the minimum to achieve the object of expeditious resolution of disputes, so that trade and commerce are not affected on account of litigations before a court.
When an application is made to the Chief Justice or his nominee for appointment of an Arbitrator, it is imperative for the Chief Justice or nominee to bear in mind the legislative intent that the arbitral process should be set in motion without any delay and all contentious issues are left to be raised before the Arbitral Tribunal itself. At such a stage, if would not be appropriate for the Chief Justice or his nominee to entertain any contentious issues and decide the same. Section 13 (1) of the Act provides that a party would be free to agree on a procedure for challenging an Arbitrator. Sub-Section (2) of the said Section provides that failing any such agreement, a party intending to challenge an Arbitrator, either on grounds of independence or impartiality or on the grounds of lack of requisite qualifications, shall within 15 days of becoming aware of the constitution of the Arbitral Tribunal send a written statement for the challenge to the Arbitral Tribunal itself. Section 13(3) provides that unless the Arbitrator withdraws or the other party agrees to the challenge, the Arbitral Tribunal itself shall decide on the challenge. Sub-Section (4) of section 13 mandates an Arbitrator to continue the arbitral proceedings and to make an award. Section 16 empowers the Arbitral Tribunal to rule on its own as well as on objections with respect to the existence or validity of the arbitration agreement. Conferment of such power on the Arbitrator under the Act indicates the intention of the legislature and its anxiety to see that the arbitral process is set in motion. This being the legislative intent, if would be proper for the Chief Justice or his nominee to appoint an Arbitrator without wasting any time or entertaining any contentious issues at that stage, by a party objecting to the appointment of an Arbitrator. If it is held that an order under Section 11 (6) is a judicial or quasi-judicial order then the said order would be amenable to judicial intervention and any reluctant party may frustrate the entire purpose of the Act by adopting dilatory tactics in approaching a Court of law even against an order of appointment of an Arbitrator.

The learned Judges observed that the nature and function performed by the Chief Justice or his nominee under Section 11(6), being essentially to aid the constitution of the Arbitral Tribunal, cannot be held to be a judicial function as otherwise the legislature could have used the expression “court” or “judicial authority” instead of choosing the expression “ the Chief Justice or his nominee”. Under the English Arbitration Act, 1996 it is the court which has been vested with the function of appointment of an Arbitrator upon the failure of the agreed appointment procedure, whereas under the Arbitration and Conciliation Act, 1996 the power of appointment of Arbitrator is vested with the Chief Justice or his nominee. Since the order of appointment of the Arbitrator passed by the Chief Justice or his nominee is administrative in nature and the Chief Justice or his nominee does not function as a Court or Tribunal, the said order is not amenable to the jurisdiction of the Supreme Court under Article 136 of the Constitution.

In the event when the Chief Justice or his nominee refuses erroneously to make the appointment of an Arbitrator under Section 11(6), an intervention could be possible by a court in the same way as an intervention is possible against an administrative order of the executive. In other words, it would be a case of non-performance of duty by the Chief Justice or his nominee, and therefore, a mandamus would lie.

The Special Leave Petitions filed in this regard were dismissed by the court.

Citation :
(2000) 7 SCC 201

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LIST OF SUPREME COURT CASES RELATING TO ARBITRATION AND CONCILIATION ACT, 1996 ----- Click Here