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Konkan Railway vs. Rani Construction

(A Constitutional Bench has decided that the order of the Chief Justice or his designate in appointing an arbitrator under Section 11 of the Act of 1996 is administrative in nature)
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Case Reference :
Civil Appeals Nos. 5880-5889 of 1997 with C.A. Nos.713-716, 2037-2044, 4311-4312, 4324, 4356, 7304 and 7306-7309 of 1999. D/-30-1-2002.

Judges :
Justice S.P.Bharucha, C.J.I. and 4 other Judges

Parties :

Konkan Railway Corpn. Ltd. and another (Appellants) Vs. Rani Construction P.Ltd. (Respondent).

Question of Law :

Whether the order of the Chief Justice or his designate under section 11 of the Arbitration and Conciliation Act, 1996 (for short, “Act of 1996”) nominating an arbitrator is a judicial order or an administrative order and whether such an order can be appealed against under Article 136 of the Constitution.
 

Gist of the Case:

Section 11 of the Act of 1996 deals with the appointment of arbitrators. It provides that the parties are free to agree on a procedure for appointing an arbitrator or arbitrators. In the event of there being no agreement in regard to such procedure, in an arbitration by three arbitrators each party is required to appoint one arbitrator and the two arbitrators so appointed must appoint the third arbitrator. If a party fails to appoint an arbitrator within thirty days from the request to do so by the other party or the two arbitrators appointed by the parties fail to agree on a third arbitrator within thirty days of their appointment, a party may request the Chief Justice to nominate an arbitrator and the nomination shall be made by the Chief Justice or any person or institution designated by him. If the parties have not agreed on a procedure for appointing an arbitration in an arbitration with a sole arbitrator and the parties fail to agree on an arbitrator within thirty days from receipt of a request to one party by the other party, the nomination shall be made on the request of a party by the Chief Justice or his designate. Where an appointment procedure has been agreed upon by the parties but a party fails to act as required by that procedure or the parties, or the two arbitrators appointed by them, fail to reach the agreement expected of them under that procedure or a person or institution fails to perform the function entrusted to him or it under that procedure, a party may request the Chief Justice or his designate to nominate an arbitrator, unless the appointment procedure provides other means in this behalf. The decision of the Chief Justice or his designate is final. In nominating an arbitrator the Chief Justice or his designate must have regard to the qualifications required of the arbitrator in the agreement between the parties and to other considerations that will secure the nomination of an independent and impartial arbitrator.

The Supreme Court observed that there is nothing in Section 11 that requires the party other than the party making the request to be noticed. It does not contemplate a response from that other party. It does not contemplate a decision by the Chief Justice or his designate on any controversy that the other party may raise, even in regard to its failure to appoint an arbitrator within the period of thirty days. That the Chief Justice or his designate has to make the nomination of an arbitrator only if the period of thirty days is over does not lead to the conclusion that the decision to nominate is adjudicatory.

In a given case, if a party has justifiable doubts about the independence and impartiality of the arbitrator appointed by the Chief Justice or his designate, it is open to such party to challenge the arbitrator under Section 12 of the Act of 1996, adopting the procedure laid
down in Section 13. Even in a case where the Chief Justice or his designate has appointed an arbitrator before the expiry of the prescribed period of 30 days, it is open to the aggrieved party to challenge the jurisdiction of the arbitrator and such a challenge may be decided by arbitral tribunal itself under Section 16.

The Supreme Court observed that the schemes made by the Chief Justices under section 11 cannot govern the interpretation of Section 11. To the extent that the Chief Justice of India scheme, 1996 goes beyond Section 11 by requiring, in Clause 7, the service of notice upon the other party to the arbitration agreement to show cause why the nomination of an arbitrator, as requested, should not be made, it is bad in law and must be amended.

The Supreme Court also observed that although the UNCITRAL Model Law and Rules of Arbitration have been taken into account for drafting the Act of 1996, they are not identical and hence the UNCITRAL Model Law and Judgements and literature are not a guide to the interpretation of the Act of 1996 and especially of Section 11 thereof.

Article 136 of the Constitution of India empowers the Supreme Court to grant special leave to appeal any judgement, decree, sentence or order in any cause or matter passed or made by any court or tribunal in the territory of India. The Supreme Court held that since the order of the Chief Justice or his designate acting under Section 11 nominating an arbitrator is not an adjudicatory order and the Chief Justice or his designate is not a tribunal, such an order cannot properly be made the subject of the Petition for special leave to appeal under Article 136 of the Constitution of India.

 

Citation :
(2002) 2 SCC 388

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LIST OF SUPREME COURT CASES RELATING TO ARBITRATION AND CONCILIATION ACT, 1996 ----- Click Here