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National Aluminium Co.Ltd. vs. Metalimpex Ltd

(If an arbitration agreement entered into between the parties under the Arbitration Act, 1940, will the provisions of the Act of 1996 be applicable to it in respect of arbitration proceedings commenced on or after 25/1/1996)
.

Case Reference :
Arbitration Petition No.2 of 1999, decided on 1/2/2000

Judges :
Justice D.P.Wadhwa

Parties :
National Aluminium Co.Ltd.(Petitioner) Vs. Metalimpex Ltd.(Respondent)

Question of Law :

If an arbitration agreement is entered into between the parties under the Arbitration Act, 1940, will the provisions of the Act of 1996 be applicable to it in respect of arbitration proceedings commenced on or after 25-1-1996, i.e. the effective date of commencement of the Act of 1996.
 

Gist of the Case:

The Petitioner is an Indian Company and the Respondent is a Bangadeshi Company. The Petitioner made an application under Section 11 of the Act of 1996 to the Chief Justice of India with a request to nominate an Arbitrator as the Respondent had failed to nominate Arbitrator in terms of the arbitration agreement between the parties.

The Arbitration agreement was entered into between the parties under the Arbitration Act of 1940 before it was repealed by the Act of 1996. The relevant portion of the arbitration agreement is reproduced hereunder:

“….. matter in disputes will be referred to two Arbitrators, one to be nominated by the seller and the other by the buyer and in case of the said Arbitrators not agreeing then an Umpire has to be appointed by the Arbitrators in writing before proceeding on the reference…”.

In M.M.T.C. Ltd. vs. Sterlite Industries (India) Ltd. a question arose whether there is anything in the Act of 1996 to make an agreement under the Arbitration Act, 1940 unenforceable. This court answered in the negative and said as under:

“We do not find any such indication in the New Act. There is no dispute that the arbitral proceeding in the present case commenced after the New Act came into force and, therefore, the New Act applies. In view of the term in the arbitration agreement that the two arbitrators would appoint the umpire or the third arbitrator before proceeding with the reference, the requirement of sub-section (1) of Section 10 is satisfied and sub-section (2) thereof has no application. As earlier stated the agreement satisfies the requirement of Section 7 of the Act and, therefore is a valid arbitration agreement. The appointment of arbitrators must therefore, be governed by Section 11 of the New Act.”

In Thyssen Stahlunion GMBH vs. Steel Authority of India Ltd. the Supreme Court court while considering Section 85 of the Act of 1996 held as under:

“1. The provisions of the old Act (Arbitration Act, 1940) shall apply in relation to arbitral proceedings which have commenced before the coming into force of the new Act (the Arbitration and Conciliation Act, 1996).
2. The phrase ‘in relation to arbitral proceedings’ cannot be given a narrow meaning to mean only pendency of the arbitration proceedings before the arbitrator. It would cover not only proceedings pending before the arbitrator but would also cover the proceedings before the court and any proceedings which are required to be taken under the old Act for the award becoming decree under Section 17 thereof and also appeal arising thereunder.
3. * * *
4. The new Act would be applicable in relation to arbitral proceedings which commenced on or after the new Act comes into force.”

The Chief Justice of India under Section 11 of the Act of 1996, read with the Appointment of Arbitrators by the Chief Justice of India Scheme, 1996 designated the above mentioned Judge of the Supreme Court to consider the request of the Petitioner for appointment of an Arbitrator on behalf of the Respondent. The Petitioner requested the learned Judge of the Supreme Court to appoint an Arbitrator on behalf of the Respondent since the agreement between the parties provided for appointment of two arbitrators who in turn have to appoint an umpire. The Petitioner drew the attention of the learned Judge of the Supreme Court to Section 10 and Section 34 of the Act of 1996. Section 10(1) of the Act of 1996 lays down that the parties are free to determine the number of arbitrators, provided that such number shall not be even number. Sub-section 2 of Section 10 provides that failing the determination referred to under sub-section 1 , the Arbitral Tribunal shall consist of a Sole Arbitrator.

Section 34 of the Act of 1996 lays down the grounds for setting aside arbitral awards. Section 34(2)(v) thereof provides that an arbitral award may be set aside only if the composition of the Arbitral Tribunal or the arbitral procedure was not in accordance with the agreement of the parties, unless the said agreement was in conflict with a provision of this part from which the parties cannot derogate, or, failing such agreement was not in accordance with this part.

The Supreme Court held in this case that there exists an arbitration agreement between the parties within the meaning of Section 7 of the Act of 1996 and it relates to international commercial arbitration. The arbitration would be governed by the Act of 1996 though the arbitration agreement was entered into before the enforcement of the Act, which is 25-1-1996. A retired Judge of the Orissa High Court was appointed by the Supreme Court as an Arbitrator on behalf of the Respondent.

 

Citation :
(2001) 6 SCC 372

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LIST OF SUPREME COURT CASES RELATING TO ARBITRATION AND CONCILIATION ACT, 1996 ----- Click Here